JOSEPH ROBERT HERRON

JOSEPH ROBERT HERRON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 12 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (13)

FirmFromToCurrent
LPL FINANCIAL LLC2025-05-15presentYes
CUSO FINANCIAL SERVICES, L.P.2025-02-212025-05-15
CETERA INVESTMENT ADVISERS LLC2024-12-132025-02-18
CUSO FINANCIAL SERVICES, L.P.2018-02-012024-12-12
CAPITAL ANALYSTS, LLC2017-10-042018-02-02
LINCOLN INVESTMENT PLANNING, LLC2017-10-042018-02-02
TD AMERITRADE, INC.2015-04-072016-12-20
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2015-04-072016-12-20
INVESTMENT PROFESSIONALS, INC.2010-09-102013-01-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232010-09-13
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-05-022009-10-23
PNC WEALTH MANAGEMENT2004-01-012008-05-07
J.J.B. HILLIARD, W.L. LYONS, LLC2003-06-092004-01-01

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