HAROLD THOMAS WHALEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | 2025-07-23 | present | Yes |
| THORNBURG INVESTMENT MANAGEMENT INC | 2020-03-27 | 2025-05-07 | — |
| NATIXIS ADVISORS, LLC | 2011-04-25 | 2020-04-03 | — |
| EATON VANCE MANAGEMENT | 2008-08-29 | 2011-04-04 | — |