Rafael A Cruz

Rafael A Cruz is an investment adviser representative (IAR) with state registration records since 2006, appearing at 11 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (11)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2026-03-31presentYes
CLARFELD FINANCIAL ADVISORS, LLC2023-11-072025-06-12
CITIZENS SECURITIES, INC.2023-09-212026-03-09
SANTANDER SECURITIES LLC2022-06-132023-09-11
AMERANT INVESTMENTS, INC.2019-11-072022-04-12
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2015-08-262019-10-08
TD AMERITRADE, INC.2015-07-152019-10-08
J.P. MORGAN SECURITIES LLC2012-10-012013-12-11
CHASE INVESTMENT SERVICES CORP.2009-10-202012-10-01
LPL FINANCIAL LLC2009-06-232009-07-21
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-11-292009-03-26

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