JAMES A FRANKLIN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2023-06-09 | present | Yes |
| CETERA WEALTH SERVICES, LLC | 2019-02-08 | 2023-06-08 | — |
| 1ST GLOBAL ADVISORS INC | 2017-03-15 | 2019-02-11 | — |
| CETERA ADVISORS LLC | 2016-10-03 | 2017-03-17 | — |
| INVESTORS CAPITAL CORP. | 2010-09-30 | 2016-10-03 | — |
| NEXT FINANCIAL GROUP, INC. | 2008-01-11 | 2010-09-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-08-27 | 2008-01-11 | — |