Full text of AMERIPRISE FINANCIAL SERVICES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION Ameriprise Financial Services, LLC SEC File Number: 8-16791 December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235·0123 | | Expires; Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | StC FILE NUMB~R | | |-----------------|--| | 8-16791 | | **FACING PAGE** **Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01!01/2022 | ----- | AND ENDING 12/31/2022 | | --------- | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------| | | MM/DD/VY | | - | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM; Ameriprise Financial Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>g Broker-dealer<br>0 Check here if respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 802 Ameriprise Financial Center, 707 2nd Avenue South | (No. and Street) | | | | | | | | | | | Minneapolis | MN | | | 55474 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jason Bartylla | 612-671-2041 | | | j a son. ba rtylla@ampf.com | | (Name) | (Area Code -Telephone Number) | | IEmall Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Pricewaterhouse Coopers LLP | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | One North Wacker Dr. | Chicago | | IL | 60606 | | {Address) | {City) | | (State) | (Zip Code) | | 10/20/2003 | | 238 | | | | (Date of ReBistration with PCA0O)(lf applicable) | | | | (PCA0B Registration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requlrern1mt that the annual reports be cov…Read the full text as markdown