Full text of AMERIPRISE FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ <sup>S</sup> T A T E M E N T O F F I N A N C I A L C O N D I T I O N Ameriprise Financial Services, LLC SEC File Number: 8-16791 December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | JUAL REPORTS | | |--------------|--| | 0RM X-17A-5 | | | | | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-16791 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|------------------------|--| | | ______________________________________________________________________________________________________________________________________________________________________________<br>filing for the period beginning 01/01/25 | | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Ameriprise Financial Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> =] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 901 3rd Avenue South | | | | | | | (No. and Street) | | | | | Minneapolis | MN | | 55402 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Omar Saleh | (704) 916-6945 | | haitham.saleh@ampf.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | 45 S. 7th Street, Suite 3400 Minneapolis | | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Reg…Read the full text as markdown