Full text of AMERIPRISE FINANCIAL SERVICES, LLC's X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Ameriprise Financial Services, LLC SEC File Number: 8-16791 December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response:<br>12 | |---------------------------| | SEC FILE NUMBER | | 8-16791 | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : Ameriprise Financial Services, LLC lYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING **12/31 /24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 707 2nd Avenue South | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|-------------------------------------------|--|--| | Minneapolis | MN | | 55474 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jason Bartylla | (612) 671-2041 | jason.bartylla@ampf.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One North Wacker Dr. | Chicago | IL | 60606 | | | | (Address) | (City) | {State) | (Zip Code) | | | | l"<br>10/20/2003 | | 238 | | | | | ofReglrtcaUoo with PCAOB)llf a ppllcablel | | | {PCAOB ReglstraUoo N,mbec, If apPlkableJ: | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. **…Read the full text as markdown