Full text of AMERIPRISE FINANCIAL SERVICES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### S TATEMENT OF F INANCIAL C ONDITION Ameriprise Financial Services, LLC SEC File Number: 8-16791 December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | | | | | been from War in College State | | |---------|--------------------------------|--| | | | | | 3-16791 | | | | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | AND ENDING 12/31/2021 | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Ameriprise Financial Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 802 Ameriprise Financial Center, 707 2nd Avenue South | | | | | | | (No. and Street) | | | | | Minneapolis | | MN | | 55474 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael S Mattox | 612-678-0262 | | | michael.s.mattox@ampf.con | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Pricewaterhouse Coopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | 11 | 60606 | | One North Wacker Dr. | Chicago<br>(City) | | (State) | (Zip Code) | | (Address) | | 238 | | | | 10/20/2003 | | | | (PCAOB Registration Number, if applicable) | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | | | | | of an indonomandont niin is | {2}------------------------------------------------ | Michael S Mattox | | . swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------------|------|----------------------------------------------------------------…Read the full text as markdown