AMERIPRISE FINANCIAL SERVICES, INC. X-17A-5 (2019-02-26) — Broker-dealer annual report

Full text of AMERIPRISE FINANCIAL SERVICES, INC.'s X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AMERIPRISE FINANCIAL SERVICES, INC.
• Form: X-17A-5
• Filed: 2019-02-26
• Period: 2018-12-31
• Accession: 0000862988-19-000002
• CIK: 49709
• File #: 8-16791
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLC
• Auditor location: Chicago, IL
• Contact: Elaine Fahey
• Phone: 612-671-2523
• Signed by: Jeffrey J. Scherman (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000049709 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N AMERIPRISE FINANCIAL SERVICES, INC. 707 2ND AVENUE SOUTH MINNEAPOLIS MN 55402 Elaine Fahey 612-671-2523 PricewaterhouseCoopers LLC One North Wacker Drive Chicago IL 60606 Certified Public Accountant Jeffrey J. Scherman AMERIPRISE FINANCIAL SERVICES, INC. 12-31-2018 Jeffrey J. Scherman Chief Financial Officer Y

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• X-17A-5 — 2026-02-19
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• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-27
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-02-24
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)