AMERIPRISE FINANCIAL SERVICES, LLC. X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of AMERIPRISE FINANCIAL SERVICES, LLC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AMERIPRISE FINANCIAL SERVICES, LLC.
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0000049709-20-000003
• CIK: 49709
• File #: 8-16791
• Material weakness: Yes
• Auditor: PriceWaterhouseCoopers,LLC
• Auditor location: Chicago, IL
• Contact: elaine.fahey@ampf.com
• Phone: 612-671-2523
• Email: elaine.fahey@ampf.com
• Website: ampf.com
• Signed by: Jeffery J. Scherman (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000049709 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer Y AMERIPRISE FINANCIAL SERVICES, LLC. 707 2ND AVENUE SOUTH MINNEAPOLIS MN 55402 elaine.fahey@ampf.com 612-671-2523 PriceWaterhouseCoopers,LLC One North Wacker Drive Chicago IL 60606 Certified Public Accountant Jeffery J. Scherman AMERIPRISE FINANCIAL SERVICES, LLC. 12-31-2019 Jeffrey J. Scherman Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2026-02-19
• X-17A-5 — 2025-02-20
• X-17A-5 — 2024-02-23
• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-02-24
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)