APEX CLEARING CORPORATION X-17A-5 (2018-03-08) — Broker-dealer annual report

Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2018-03-08 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000278331 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N APEX CLEARING CORPORATION ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201 Ralph D'Auge 214-765-1132 Ernst & Young, LLP 155 North Wacker Drive Chicago IL 60606 Certified Public Accountant Ralph D'Agee APEX CLEARING CORPORATION 12-31-2017 Peter Lawler Daniel Rosenthal William Brennan William Capuzzi Ralph D'Auge Corporate Controller Y

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