APEX CLEARING CORPORATION X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000278331 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N APEX CLEARING CORPORATION ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201 Ralph D'Auge 214-765-1132 Ernst & Young 2323 Victory Avenue Suite 2000 Dallas TX 75201 Certified Public Accountant Ralph D'Auge APEX CLEARING CORPORATION 12-31-2019 Ralph D'Auge VP Controller Y

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