Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2024-04-03 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **=3E93/?7;5<?=<?/A7<;** **'A/A3:3;A<47;/;17/9<;27A7<;/;2'B==93:3;A/9'1632B93@ +7A6&3=<?A<4;23=3;23;A&357@A3?32\$B097111<B;A7;57?:** > **313:03?** ;>7E 3E BG4>;5 ;@8AD?3F;A@ BGDEG3@F FA \*G>7 6 G@67D F:7 +75GD;F;7E J5:3@975FA83@6\*79G>3F;A@ 9A8F:7A??A6;FKJ5:3@975F {1}------------------------------------------------ {2}------------------------------------------------ | | | William Brennan | |--|--|-----------------| |--|--|-----------------|  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ #### **(/093<4<;A3;A@** | *7BADFA8!@67B7@67@F*79;EF7D76(G4>;555AG@F;@9;D? | | |-------------------------------------------------|--| | ;@3@5;3>+F3F7?7@F | | | +F3F7?7@FA8;@3@5;3>A@6;F;A@ | | | &AF7EFAF:7+F3F7?7@FA8;@3@5;3>A@6;F;A@ | | +GBB>7?7@F3>!@8AD?3F;A@ | +5:76G>7! | A?BGF3F;A@A8&7F3B;F3>(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@97<br>5FA83@6*79G>3F;A@-@67DF:7A??A6;F;7EJ5:3@975F | | |--------------|-------------------------------------------------------------------------------------------------------------------------------------------|--| | +5:76G>7!! | AD?G>38AD7F7D?;@3F;A@A8GEFA?7D55AG@F*7E7DH7*7CG;D7?7@FEA8DA=7DE<br>3@673>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7!!! | AD?G>38AD7F7D?;@3F;A@A8(55AG@F*7E7DH7*7CG;D7?7@FEA8DA=7DE3@6<br>73>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7!. | !@8AD?3F;A@ *7>3F;@9 FA F:7 (AEE7EE;A@ AD A@FDA> *7CG;D7?7@FE<br>8AD DA=7DE 3@6<br>73>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7. | +F3F7?7@F A8 +79D793F;A@ *7CG;D7?7@FE 3@6 G@6E ;@ +79D793F;A@8AD GEFA?7DRE<br>,D36;@9A@-+A??A6;FKJ5:3@97E | | | +5:76G>7.! | +F3F7?7@F A8 +79D793F;A@ *7CG;D7?7@FE 3@6 G@6E ;@ +79D793F;A@8AD GEFA?7DRE<br>73>7D'BF;A@A@FD35FE | | | +5:76G>7.!! | +F3F7?7@F A8 +75GD76 ?AG@FE 3@6 G@6E<br>7>6 ;@ +7B3D3F7 55AG@FE A@ AD7;9@<br>GFGD7E3@6AD7;9@'BF;A@EGEFA?7DE(GDEG3@FFAA??;EE;A@*79G>3F;A@ | | | +5:76G>7.!!! | +F3F7?7@F A8 >73D76 +/(+ GEFA?7D +79D793F;A@ *7CG;D7?7@FE 3@6 G@6E ;@<br>>73D76+/(+GEFA?7D55AG@FE-@67DA8 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Stockholder and the Board of Directors of Apex Clearing Corporation #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Apex Clearing Corpo…Read the full text as markdown