Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2025-03-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Apex Clearing Corporation Statement of Financial Condition and Supplemental Schedules With Report of Independent Registered Public Accounting Firm December 31, 2024 Files as public information pursuant to Rule 17A-5(d) under the Securities Exchange Act of 1934 and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 008-23522 | | | | | PART III | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/24 | AND ENDING | 12/31/24 | | | | | MM/DD/YY | | MM/DD/YY --------------------------------------------------------------------------------------------------------------------------------------------------------------------- | | | | | A. REGISTRANT IDENTIFICATION | | | | | | name of firm: Apex Clearing Corporation | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Check here if respondent is also an OTC derivatives dealer | 🇿 Broker-dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | One Dallas Center, 350 N. St. Paul Street, Suite 1300 | | | | | | | (No. and Street) | | | | | | Dallas | 1 X | | 75201 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Paul Duckworth | 214-765-1292 | | PDuckworth@apexfintechsolutions.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | RSM US LLP | INDEPENDENT PUBLIC ACCOUNTANT wh…Read the full text as markdown