Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **=3E93/?7;5<?=<?/A7<;** **'A/A3:3;A<47;/;17/9<;27A7<;/;2'B==93:3;A/9'1632B93@ +7A6&3=<?A<4;23=3;23;A&357@A3?32\$B097111<B;A7;57?:** > **313:03?** ;>7E 3E BG4>;5 ;@8AD?3F;A@ BGDEG3@F FA \*G>7 6 G@67D F:7 +75GD;F;7E J5:3@975FA83@6\*79G>3F;A@ 9A8F:7A??A6;FKJ5:3@975F {1}------------------------------------------------ | 008-23522 | | |-----------|--| | | 01/01/25 | 12/31/25 | | | |-------------------------------------------------------|--------------|-------------------------------------|-------|--| | | | | | | | | | | | | | Apex Clearing Corporation | | | | | | ■ | | | | | | | | | | | | One Dallas Center, 350 N. St. Paul Street, Suite 1300 | | | | | | | | | | | | Dallas | TX | | 75201 | | | | | | | | | | | | | | | Paul Duckworth | 214-765-1100 | PDuckworth@apexfintechsolutions.com | | | | | | | | | | | | | | | | RSM US LLP | | | | | | | | | | | | 30 S. Wacker Dr., Suite 3300 | Chicago | IL | 60606 | | | | | | | | | 09/24/2003 | | 49 | | | | | | | | | {2}------------------------------------------------ | Paul Duckworth | | | |----------------|---------------------------|--| | | Apex Clearing Corporation | | December 31 <sup>025</sup> | ·DocuSigned by: | | | | | |-----------------|---------------------------|--|--|--| | | Signature: Paul Duckworth | | | | | | -31805C5B15AB479 | | | | Director, Controller - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ #### **(/093<4<;A3;A@** | *7BADFA8!@67B7@67@F*79;EF7D76(G4>;555AG@F;@9;D? | | |-------------------------------------------------|--| | ;@3@5;3>+F3F7?7@F | | | +F3F7?7@FA8;@3@5;3>A@6;F;A@ | | | &AF7EFAF:7+F3F7?7@FA8;@3@5;3>A@6;F;A@ | | #### +GBB>7?7@F3>!@8AD?3F;A@ | +5:76G>7! | A?BGF3F;A@A8&7F3B;F3>(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@97<br>5FA83@6*79G>3F;A@-@67DF:7A??A6;F;7EJ5:3@975F | | |--------------|-------------------------------------------------------------------------------------------------------------------------------------------|--| | +5:76G>7!! | AD?G>38AD7F7D?;@3F;A@A8GEFA?7D55AG@F*7E7DH7*7CG;D7?7@FEA8DA=7DE<br>3@673>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7!!! | AD?G>38AD7F7D?;@3F;A@A8(55AG@F*7E7DH7*7CG;D7?7@FEA8DA=7DE3@6<br>73>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7!. | !@8AD?3F;A@ *7>3F;@9 FA F:7 (AEE7EE;A@ AD A@FDA> *7CG;D7?7@FE<br>8AD DA=7DE 3@6<br>73>7DE(GDEG3@FFA*G>75<br>-@67DF:7+75GD;F;7EJ5:3@975FA8 | | | +5:76G>7. | +F3F7?7@…Read the full text as markdown