Full text of APEX CLEARING CORPORATION's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Apex Clearing Corporation Statement of Financial Condition and Supplemental Schedules With Report of Independent Registered Public Accounting Firm December 31, 2022 Files as public information pursuant to Rule 17A-5(d) under the Securities Exchange Act of 1934 and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ | UNITED STATES SECURITIES AND EXCHANGE<br>COMMISSION Washington,<br>D.C.<br>20549 | | OMB APPROVAL<br>OMB Number:3235-0123<br>Expires:Oct. 31,2023<br>Estimated average burden | | | |----------------------------------------------------------------------------------------------------------------|---------------------------------------|------------------------------------------------------------------------------------------|-------------------------------|---------------------------| | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | hours per response:<br>12 | | X-17A-5<br>FORM | | | | | | III<br>PART | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5,17a-12, | | and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | | 12/31/22 | | | MM/DD/YY | | | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:<br>_Apex<br>Clearing Corporation | | | | | | S<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | Major | security-based | swap participant | | | 350 N. St.<br>Paul Street. | use a P.O.<br>not<br>Suite 1300 | box no.) | | | | | (No.<br>and Street) | | | | | Dallas | TX | | | 75201 | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do<br>(City) | (State) | | | (Zip Code) | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name) | 214-765-1276<br>(Area Code -Telephone | idelafuente<br>Number) | (Email Address) | apexfintechsolutions.com | | B. | ACCOUNTANT IDENTIFICATION | | | | | One Dallas Center,<br>Janet De La Fuente<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained | filing*<br>in<br>this | | | | RSM US LLP | | | | | | (Name -if | individual,state<br>last,first, | and middle name) | | | | Suite 3300<br>30 | Chicago | | IL | 60606 | | S. Wacker Dr<br>(Address) | (City) | | (State) | (Zip Code) | | 9/24/2003 | | | (PCAOB Registration Number,if | 49 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independ…Read the full text as markdown