Full text of MUTUAL SECURITIES, INC.'s X-17A-5 filed 2021-10-01 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . 12.00 8-28580 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 07/01/20<br>NAME OF BROKER-DEALER: MUTUAL SECURITIES, INC OF CALIFORNIA DBA MUTUAL SECURITIES, INC. | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | AND ENDING 06/30/21 | MM/DD/YY | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|---------------------|--------------------------------| | | | | | | | | | | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM L.D. NO. | | 807-A CAMARILLO SPRINGS RD | | | | | | (No. and Street) | | | | CAMARILLO<br>CA | | 93012 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>NICK DAMIANI 805-764-6740 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | FARBER HASS HURLEY LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 9301 OAKDALE AVE | CHATSWORTH | | 91311 | | (Address) | (City) | (Statc) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I NICK DAMIANI | the best of the may be and the many swear (or affirm) that, to the best of | |--------…Read the full text as markdown