MUTUAL SECURITIES, INC. X-17A-5 (2022-10-04) — Broker-dealer annual report

Full text of MUTUAL SECURITIES, INC.'s X-17A-5 filed 2022-10-04 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | of any a c . I lease . A later a come and come and come and come a come | | |-------------------------------------------------------------------------|--| | AL REPORTS | | | M X-17A-5 | | | xpires: Oct. 31, 2023<br>stimated average burden | | |--------------------------------------------------|--| | ours per response: 12 | | | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|---------------------------|-----------------|--| | CAMARILLO | CA | | 93010 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | AARON JASPER | 805-764-6740 | AARON JASPER@MUTUAL.GROUP | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | FARBER HASS HURLEY LLP | (Name - if individual, state last, first, and middle name) | | | | | 9301 OAKDALE AVE | CHATSWORTH | CA | 91311 | | | | (City) | (State) | (Zip Code) | | | (Address)<br>10/22/2003 | | 223 | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ | State of California | | |---------------------|--| | County of Ventura | | | this | 284h | day of September | 20 22 | |------|--------------|------------------|-------| | by | Aaron Jasper | | | ![](_page_2_Picture_7.jpeg) {3}------------------------------------------------ ![](_page_3_Picture_0.jpeg) # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Mutual Securities Inc. ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Mutual Securities Inc. as of June 30, 2022, the related statements of operations, changes in subordinated borrowings, changes in stockholders' equity, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of Mutual Securities Inc. as of June 30, 2022, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ###…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)