Full text of MUTUAL SECURITIES, INC.'s X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number.3235-0123 Expires: Oct. 31, 2023 Estlmatcd average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-28580 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FI LING FOR THE PERIOD BEGINNING **07/01 /22** MM/DD/YY AND ENDING **06/30/23** MM/DD/VY **A. REGIST~ANT IDENTIFICATION** NAME OF FIRM: MUTUAL SECURITIES, INC. OF CALIFORNIA OBA MUTUAL SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): GJ Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 807-A CAMARILLO SPRINGS ROAD | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------|---------------------------|--------------------------------------------| | CAMARILLO | CA | | 93012 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | NICK DAMIANI | 805-764-67 40 | NICK DAMIANl@MUTW\L.GROUP | | | (Name) | (Al'ea Code-Telephone Number) | (Email Address) | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT.whose reports are contained in this filing'" | | | | FARBER HASS HURLEY LLP | | | | | | IName - if Individual, st ate last, first, and middle name) | | | | 9301 OAKDALE AVE | CHATSWORTH | CA | 91311 | | (Address) | (Cfty) | (State) | (Zip CodEo) | | 10/22/2003 | | 223 | | | (Date of Registration with PCAOB)(if applicable} | | | (PCAOB Registration Number, if applicable) | • Clalms for exemption from the requi(ement that the annual reports be covered by the reports of a,, independent public accountant must be supported by a statement off-acts and circumstances relied on as the basis of the exemption. See 17 CfR 240.17a-5(e)(l)(ii}, If applicable. Persons who are to respond to the collection of Information contained In t his form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, NICK DAMIANI swear (or affirm) that, to t he best of my knowled…Read the full text as markdown