Full text of MUTUAL SECURITIES, INC.'s X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Report on Audit of Financial Statements and Supplementary Information** > **June 30, 2024** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 8-28580 | |--------------------------| | SEC FILE NUMBER | | hours per response: 12 | | Estimated average burden | | Expires: Oct. 31, 2023 | | 0MB Number: 3235-0123 | 0 MB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | FILING FOR THE PERIOD BEGINNING 07/01 /23 | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|-----------------------------------------|-----------------------------------------------------------------------------------------------------------| | | AND ENDING 06/30/24 | | | | | MM/DD/VY | | MM/ DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: MUTUAL SECURITIES, INC. OF CALIFORNIA OBA MUTUAL SECURITIES, INC. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 807-A CAMARILLO SPRINGS ROAD | | | | | | {No. and Street) | | | | CAMARILLO | CA | | 93012 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | JARED KOPP | 805-764-6740 | | JARED.KOPP@MUTUAL.GROUP | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FARBER HASS HURLEY LLP | {Name - if individual, state last, first, and middle name} | | | | 9301 OAKDALE AVE | CHATSWORTH | CA | 91311 | | (Address) | (City) | (State) | (Zip Code) | | 10/22/2003 | | 223 | | | T" | of R, g;strat;oa with PCAOBj{;f appHcablej FOR OFFICIAL USE ONLY | | (PCAOB Reg;strat;oa N"mbe,, ;f applicable I I | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | CFR 240.17a-5(e)(l ){ii), if applicable. **Persons who are to respond to the collection of information contained i…Read the full text as markdown