Full text of MUTUAL SECURITIES, INC.'s X-17A-5 filed 2025-09-30 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OM B Nun1ber: 3 BS-OJ 23 Expire,: **Nov.** 30, 2026 ~stin1<1ted average burtle11 hour~ per r~spo~,e: I'.! # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SfC rlLE NUM~I k | | |------------------|--| | 8-28580 | | FACING PAGE Information Required Pursuant to Rules 17a·S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **07/01/2024** MM/0D/YY ANO ENDING **06/30/2025** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Mutual Securities, Inc., of California OBA Mutual Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 8 Broker-dealer D Security-based swap dealer D Major security-based swap participant C:::: Check here If respondent is also an OTC derivatives dea ler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use **a** P.O. box no.) # 807-A Camarillo Springs Road | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------|------------------------------| | Camarillo | California | | 93012 | | (City) | (Stale] | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Nick Damiani | (805) 764-67 40 | | nick. damian i@mutual .group | | (Name) | (Area Code - Telephone Nu111ber) | (E111ail Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Farber Hass Hurley LLP | [Name - if Ind ividua l, state last. first, and middle name} | | | | | 9301 Oakdale Ave Suite 230 Chatsworth | CA | 91311 | | (Address) | (City) | (State I | (Zip Code) | | 10/22/2003<br>l'" | | 223 | | • Claims for exe111 plion f ram the requirement that the an nu al rep 01ts be rnvered by the I eports of an i nde pendent public accountant must be suppo1ted by a st.itement of facts and cu cumstances relied on as the basis of the exemption. See 17 CFR 240.17<1-S(e)(l)(il). if applicable. Persons who are to respond to the collection of Information contained In thi, form are 1101 required to respond unless t!ie form disph•ys a currently valid **0MB** control number. {1}------------------------------------------------ #### **OATH OR AFFJRMATION** | I, Nick Damiani | , swe.:ir (or affirm) that, to the best of my knowledge and belief, the | | |------------------------|------------------------------…Read the full text as markdown