Full text of MUTUAL SECURITIES, INC.'s X-17A-5/A filed 2022-11-18 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires, OcL 31, 2023<br>Estimated average burden<br>hours per response; J 2 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-S | | | | | | | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 07/01 /21 | | AND ENDING 06/30/22 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: MUTUAL SECURITIES, INC. OF CALIFORNIA OBA MUTUAL SECURITIES, INC. | | | | | | | 'rYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | □ Sewrity-based swap dealer | | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 807-A CAMARILLO SPRINGS ROAD | | | | | | | | (No. and Street) | | | | | | | CAMARILLO | CA | | 93012 | | | | | (City) | (State) | | {2ip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | NICK DAMIANI | 805-764-6740 | | NICK.DAMIANl@MUTUAL.GROUP | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | FARBER HASS HURLEY LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - If Ind ividual, ·state last, llrst, and middle name) | | | | | | | 9301 OAKDALE AVE | CHATSWORTH | CA | 91311 | | | | | (Address)<br>10/22/2003 | (City) | (State)<br>223 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, If applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | **accountant must be supported by a st…Read the full text as markdown