HSBC SECURITIES (USA) INC. X-17A-5 (2016-03-01) — Broker-dealer annual report

Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2016-03-01 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HSBC SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2016-03-01
• Period: 2015-12-31
• Accession: 0000853784-16-000016
• CIK: 853784
• File #: 8-41562
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Trevor Chambers
• Phone: 224-880-7844
• Signed by: Steven N Lombardo (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000853784 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N HSBC SECURITIES (USA) INC. 452 FIFTH AVENUE NEW YORK CITY NY 10018 Trevor Chambers 224-880-7844 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Steven N Lombardo HSBC SECURITIES (USA) INC. 12-31-2015 Steven N Lombardo Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)