Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HSBC SECURITIES (USA) INC.** **Statement of Financial Condition** **December 31, 2022** {1}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-41562 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2022<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | FACING PAGE<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>HSBC Securities (USA) Inc.<br>_ Security-based swap dealer __ Major security-based swap participant | | AND ENDING 12/31/2022<br>MM/DD/YY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 452 Fifth Avenue | | | | | | (No. and Street) | | | | | New York | NY | | 10018 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven N Lombardo 212-525-3425 | | | steve.lombardo@us.hsbc.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable)<br>* Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable | | {2}---------------------------------…Read the full text as markdown