HSBC SECURITIES (USA) INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HSBC SECURITIES (USA) INC.
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000853784-19-000003
• CIK: 853784
• File #: 8-41562
• Material weakness: No
• Auditor: PricewaterHouseCoopers LLP
• Auditor location: New York, NY
• Contact: Steven N. Lombardo
• Phone: 212-525-3425
• Signed by: Steven N. Lombardo (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000853784 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N HSBC SECURITIES (USA) INC. 452 FIFTH AVENUE NEW YORK CITY NY 10018 Steven N. Lombardo 212-525-3425 PricewaterHouseCoopers LLP 300 Madision Avenue New York NY 10017 Certified Public Accountant Steven N. Lombardo HSBC SECURITIES (USA) INC. 12-31-2018 Steven N Lombardo Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)