Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HSBC SECURITIES (USA) INC.** **Statement of Financial Condition** **December 31, 2023** {1}------------------------------------------------ | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | SEC FILE NUMBER | | | 8-41562 | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | MM/DD/YY | | | | | | | | | _ Security-based swap dealer __ Major security-based swap participant | | | | | | | | | 10018 | | | (Zip Code) | | | | | | trevor.c.chambers@us.hsbc.com | | | (Email Address) | | | | | | | | | | | | | | | 10017 | | | (Zip Code) | | | 238 | | | (PCAOB Registration Number, if applicable) | | | | | | | | {2}------------------------------------------------ | Trevor C Chambers | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------|---------------------------------------------------------------------------------| | financial report pertaining to the firm of | HSBC Securities (USA) Inc.<br>as of | | | is tulle and carrace frushor curar (or officin) that nathor the company nor any |  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  {4}------------------------------------------------ | | December 31, 2023 | | |--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|--| | | (in millions) | | | Assets | | | | Cash<br> | \lt;br>47 | | | Cash segregated under federal and other regulations | 458 | | | Financial instruments owned, at fair value (includes \$8,389 pledged as collateral, which the counterparty<br>has the right to sell or repledge) | 9,261 | | | Securities purchased under agreements to resell | 27,570 | | | Receivable under securities borrowing arrangements | 10,746 | | | Receivable from brokers, dealers, and clearing organizations<br> | 2,048 | | | Receivable from customers | 504 | | | Other assets (includes \$15 at fair value) | 588 | |…Read the full text as markdown