Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HSBC SECURITIES (USA) INC.** **Statement of Financial Condition** **December 31, 2024** {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE REPIOD BEGINNUNG 01/01/2024 AND ENDING 12/31/2024 | FILING FUR THE PERIOD BEGINNING | AND ENDING<br>MM/DD/YY | MM/DD/YY | |---------------------------------|------------------------------|----------| | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: | HSBC Securities (USA) Inc. | | TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-41562 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 66 Hudson Boulevard | | (No. and Street) | | |----------------------------------------------|----------------------------------------------------------------------------|-------------------------------| | New York | NY | 10001 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Trevor C Chambers | 224-880-7844 | trevor.c.chambers@us.hsbc.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | # PricewaterhouseCoopers LLP | New York | NY | 10017 | |----------|--------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | (City) | (State | (Zip Code) | | | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name)<br>238<br>FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports of an independent public | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}--------------------------…Read the full text as markdown