Full text of HSBC SECURITIES (USA) INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HSBC SECURITIES (USA) INC.** **Statement of Financial Condition** **December 31, 2025** {1}------------------------------------------------ | | A. REGISTRANT IDENTIFICATION | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------|------------|-------------------------------------------------------------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | Filing for the period beginning 01/01/2025 | | AND ENDING | 12/31/2025 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FORM X-17A-5<br>PART III | | 8-41562 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | OMB APPROVAL | | HSBC Securities (USA) Inc. NAME OF FIRM: ----------- TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer \_ \_ Security-based swap dealer \_ \_ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 66 Hudson Boulevard | | | |----------------------------------------------|--------------------------------|--------------------------|--| | | (No. and Street) | | | | New York | NY | 10001 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dan Palomaki | 212-525-0640 | dan.palomaki@us.hsbc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--| | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis…Read the full text as markdown