Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### **ORIENT AL FINANCIAL SERVICES LLC** (A Wholly Owned Subsidiary ofOFG Bancorp) December 31, 2021 #### **Table of Contents** | | Page | |---------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Oath or Affirmation (Form X-17A-5Part111) | 1-3 | | Report of Independent Registered Public Accounting Finn | 4 | | Financial Statements | | | Statement of Financial Condition | ,i | | Statement of Operations | Q. | | Statement of Changes in Member's Equity | 1 | | Statement of Cash Flows | .8. | | Notes to the Financial Statements | 9-17 | | Supplementary Information | | | Schedule I - Computation of Net Capital under Rule 15c3-<br>I | .18. | | Computation for the Determination of Reserve Requirements and<br>Schedule 11 - | 12 | | lnfonnation Relating to Possession or Control Requirements for Brokers and Dealers | | | Pursuant to Rule 15c3-3 | | | Report of Independent Registered Public Accounting Firm on Applying Agreed-Upon<br>Procedures Pursuant to SEC Rule l 7a-S(e)(4) | 20 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION WHhl,.ton, D.C. 20549 OMB Number: JU5.0UJ Expires: Oct. u, 2023 EsthNted 1wr11e bllf'de11 houl'\$ perresponie: 12 > SEC Fil£ NUMBER 8-44516 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 11a-12, and tla-7 under the Securities Exchanse Act of 19J4 | FILING FOR THE PERIOD BEGINNING _ o 1 -o | ___<br>1 -2 0=2 __ 1 | ANO ENDING | --------<br>12-31-2021 | |---------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | _____<br>NAME OF FIRM: | o_r1_e_n_1a_1 Fl __na_n_c_1a_1_s_e_rv_1c_es_<br>LL_c | | ____________<br>_ | | lYPE OF REGISTRANT (check all iipplicable boxes): | | | | | C:X Broker-dealer<br>0<br>Cheek here If respondent Is also aft OTC derivatives dealer | D Security-based swap dealer | | 0 Major security-based swap participant | | ADDRESS OF P…Read the full text as markdown