Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules December 31, 2022 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ (A Wholly Owned Subsidiary ofOFG Bancorp) December 31, 2022 ### Table of Contents | | Page | |--------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Oath or Affrrmation (Form X-17 A-S Part III) | 1-3 | | Report of Independent Registered Public Accounting Firm | 4 | | Financial Statements | | | Statement of Financial Condition | | | Statement of Operations | | | Statement of Changes in Member's Equity | | | Statement of Cash Flows | | | Notes to the Financial Statements | | | Supplementary Information | | | Computation of Net Capital under Rule 15c3-l<br>Schedule I<br>- | | | Schedule II-<br>Computation for the Determination of Reserve Requirements and | | | Information Relating to Possession or Control Requirements for Brokers and Dealers | | | Pursuant to Rule 15c3-3 | | | Other Information | | | Report of Independent Registered Public Accounting Firm on Applying Agreed-Upon<br>Procedures Pursuant to SEC Rule 17a-5(e)(4) | 21 | | Exemption Report | 23 | {2}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Walhl.\_.,l\ D.C. Z05Q # ANNUAL REPORTS FORM X·17A-5 DMt!i OMI Nu....,: UJS.OUJ &plres: Oct. Jl, lOU (itlmlted ..... llur\*" hours I\* lftpclftH: <sup>12</sup> | | | | | SEC FilE NUMBER | |------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--------------------------|-----------------|---------------------------------------------| | FORM X·17A-5 | | | 8-44516 | | | | PART Ill | | | | | | FACING PAGE<br>lftfonndon Required Pursu.nt to Rules 17•·5, 17•·12, and llai·7 under the Securities Exchanp Act of 1tJ4 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | AND ENDING 12/31/2022 | | | | | | MM/00/YV | | | MM/DD/'tY | | | A. REGISTRANT IDEN11FICATION | | | | | | NAME oF FIRM: Oriental Financial Services LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker-dealer<br>0 Check h~ If respondent Is also an OTC derlvltlwl dealer | 0 Security· based swa…Read the full text as markdown