Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules December 31, 2023 (With Report oflndependent Registered Public Accounting Finn Thereon) {1}------------------------------------------------ #### ORIENT AL FINANCIAL SERVICES LLC (A Wholly Owned Subsidiary ofOFG Bancorp) December 31, 2023 #### Table of Contents | | Page | |---------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Oath or Affirmation (Form X-17 A-5 Part Ill) | 1-3 | | Report of Independent Registered Public Accounting Firm | 4 | | Financial Statements | | | Statement of Financial Condition | | | Statement of Operations | | | Statement ofChanees in Member's Equity | | | Statement of Cash Flows | | | Notes to the Financial Statements | | | Supplementary Information | | | Computation of Net Capital under Rule 1Sc3-l<br>Schedule I - | | | Computation for the Determination of Reserve Requirements and<br>Schedule II - | | | Information Relatin~ to Possession or Control Requirements for Brokers and Dealers | | | Pursuant to Rule 1Sc3-3 | | | Other Information | | | Report of Independent Registered Public Accounting Finn on Applying Agreed-Upon<br>Procedures Pursuant to SEC Rule l 7a-S(e}(4} | 20 | | Exemption Report | 22 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | |--|------------------------------------------------------------------------------|--|--|--|--| | | SEC FllE NUM BER | | | | | | | | | | | | ## ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FllE NUM BER | | |------------------|--| | 8-44516 | | | | | '""••m ·-... •-•••.1 OMB Number: 3235-0123 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a·7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1/01 /2023 MM/DD/VY AND ENDING 12/31 /2023 MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME oF FIRM: Oriental Financial Services LLC TYPE OF REGISTRANT (check all applicable boxes}: l!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 270 Munoz Rivera Ave. Suite Mezzanine, 270 Plaza | | | (No. and Street) | | | | |----------…Read the full text as markdown