ORIENTAL FINANCIAL SERVICES LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ORIENTAL FINANCIAL SERVICES LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001030469-20-000005
• CIK: 883499
• File #: 8-44516
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: San Juan, PR
• Contact: Glenda Munoz
• Phone: 787-251-5024
• Signed by: Glenda Liz Munoz (Operations Manager and Supervisory Principal)

Document text (excerpt)

X-17A-5 0000883499 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N ORIENTAL FINANCIAL SERVICES LLC 254 MUNOZ RIVERA AVE 2ND FLOOR ORIENTAL GROUP CENTER SAN JUAN PR 00918 Glenda Munoz 787-251-5024 KPMG LLP 250 Munoz Rivera Avenue San Juan PR 00918 Certified Public Accountant Glenda Liz Munoz ORIENTAL FINANCIAL SERVICES LLC 12-31-2019 Glenda Liz Munoz Operations Manager and Supervisory Principal Y

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• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5/A — 2021-02-26
• X-17A-5/A — 2019-03-01
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-28
• X-17A-5/A — 2018-03-06

Original filing on SEC EDGAR (source of record)