Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplcmcntmy Schedules December 31, 2025 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### **ORIENTAL FINANCIAL SERVICES LLC** (A Wholly Owned Subsidiary ofOFG Bancorp) December 3 l, 2025 #### **Table of Contents** | | Page | |----------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Oath or Affirmation (Form X-17A-5 Part III) | 1-2 | | Report oflndependent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Member's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to the Financial Statements | 8 | | Supplementary Information | | | Computation of Net Capital under Rule 15c3-l .<br>Schedule I - | l 7 | | Schedule II -Computation for the Detern1ination of Reserve Requirements and Information | 18 | | Relating to Possession or Control Requirements for Brokers and Dealers Pursuant to Rule | | | 15c3-3 | | | Other Information | | | Report of Independent Registered Public Accounting Firn1 on Applying Agreed-Upon<br>Procedures Pursuant to SEC Rule l 7a-5(e)(4) | 19 | | Exemption Report | 23 | | | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL **0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response:** 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-44516 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/00/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ORIENTAL FINANCIAL SERVICES LLC TYPE OF REGISTRANT (check all applicable boxes): [-:] Broker-dealer D Security-based swap dealer D Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** AND ENDING 1213112025 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 254 MUNOZ RIVERA AVE. 11th FLOOR | | {No. and Street) | | | |----------------------------------------------------|-----------------------------------------------------------|--------------------------------------------|------------|…Read the full text as markdown