Full text of ORIENTAL FINANCIAL SERVICES LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules December 31, 2024 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ### ORIENTALFINANCIALSERVICESLLC (A Wholly Owned Subsidiary ofOFG Bancorp) December 31, 2024 ### Table of Contents | | Page | |-------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Oath or Affirmation (Form X-17A-5 Part III) | 1-2 | | Report oflndependent Registered Public Accounting Firm.<br> | 3 | | Financial Statements | | | Statement of Financial Condition. | 4 | | Statement of Operations | 5 | | Statement of Changes in Member's Equity | 6 | | Statement of Cash Flows. | 7 | | Notes to the Financial Statements | 8 | | Supplementary Information | | | Computation of Net Capital under Rule 15c3-1<br>Schedule I - | 17 | | Computation for the Detennination of Reserve Requirements and<br>Schedule II - | 18 | | lnfonnation Relating to Possession or Control Requirements for Brokers and Dealers | | | Pursuant to Rule 15c3-3 | | | Other Information | | | Report oflndependent Registered Public Accounting Firm on Applying Agreed-Upon<br>Procedures Pursuant to SEC Rule 17a-5(e)(4) | 19 | | Exemption Report | 23 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 nua ---- .. OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-44516 ## ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchan1e Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01 /2024 MM/DD/VY AND ENDING 12/31 /2024 MM/DD/VY A. REGISTRANT IDENTIFICATION # NAMEOFF;RM: ORfENTAL FINANCIAL SERVICES LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) ## 270 MUNOZ RIVERA AVE. SUITE MEZZANINE,270 PLAZA | | (No. and Street) | | | | |---------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------|-----------------|--| | SANJUAN | PUER…Read the full text as markdown