Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2020-04-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response ... 12.00 8-47498 I SEC FILE NUMBER I ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTID** #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ~ | ~~~<br>---'O~l~/O~l~/1=9<br>MMIDDNY | ANDENDING | ~~<br>~1=2/~31=/=19'--~~~<br>MMIDDNY | | |----------------------------------------------------------------------------------------------------------------------------------|------------------|--------------------------------------------------------|-----------|-----------------------------------------------|--| | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | Planner Securities LLC | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM ID.NO. | | | | | 150 East 52°d Street 7di Floor | | | | | | (No. and Street) | | | | | | New York | NY | | | 10017 | | | (City) | (State) | | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Linda Grimm | | | | (212) 897-1685<br>(Area Code - Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | Lerner & Sipkin CPA's. LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 132 Nassau Street. Suite 1023 | New York | | NY | 10038 | | | (Address) | (City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | ~ Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17 a-5(e)(2).* SEC 1410 (3-91) {2}------------------------------------------------ ## **TABLE OF CONTENTS** ## **This repor…Read the full text as markdown