Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | SEC FILE NUMER 8- 47498 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 - ----------------------------------------------------------------------------------------------------------------------------------- MM/DD/Y Y ## A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Planner Securities LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 405 Lexington Avenue, Suite 707 | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------|------------|--| | | (No. and Street) | | | | | New York | NY | | 10174 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Leonardo Fiqueiredo | (646) 381-7002 | LFigueiredo@plannersecurities.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Reid CPAs, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 7600 Jericho Turnpike, Suite 400 Woodbury | | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | 7/1/2013 | 5861 | | | | # 7/1/2013 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## **\$)),50\…Read the full text as markdown