Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST A TES | | | 0MB APPROVAL | | |---------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------|-------------------------------------------------------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, O.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL | | ~ - | | | | | REPORTS | | -<br>SEC FILE NUMER<br>- | | | | | FORM X-17 A-5 | | 8- 47498 | | | | | PARTIIl | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | AND ENDING 12/31 /22<br>FILTNG FOR THE PERIOD BEGINNING O 1/01 /22 | | | | | | | | MM/DDNY | | MM/DDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FCRM: Planner Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer | O Security-based swap dealer<br>0 Check here if respondenl is also an OTC derivatives dealer | D MaJor security-based swap participanl | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 405 Lexington Avenue, Suite 707 | | | | | | | (No. and Street) | | | | | | | | | | | | | New York<br>(City) | NY<br>(State) | | | 10174<br>(Zip Code) | | | | | | | | | | | PERSON TO CONTACT WTTH REGARD TO THIS FILING | | | | | | Calvin Persaud | (561) 543-0842 | | CPersaud@plannersecurities com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNT ANT IOENTIFICA TION | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | Reid CPAs, LLP | | | | | | | (Name - if individual. state last. first. and middle name) | | | | | | | 7600 Jericho Turnpike, Suite 400 Woodbury | NY | | 11797 | | | (Address) | (City) | (State) | | (Zip Code) | | | 7/1/2013 | | 5861 | | | | | (Date of Registration with PCAOB)(ifappltcable) | | | | (PCAOB Registration Number. ifapplicable) | | | | FOR OFFICIAL IJSE O'IL\' | | | | | | | • Claims for exemption from the requirement that the annual…Read the full text as markdown