Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2021-04-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31 , 2023 Estimated average burden hours per response ... 12.00 8-47498 SEC FILE NUMBER ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING<br>-----=-0=1 l-=-0"-'-112=0'--<br>- | -<br>AND ENDING | 12/31/20<br>MM/00/YY | |----------------------------------------------------------------------|---------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | OFFICIAL USE ONLY | | | | FIRMID. NO. | | 405 Lexington Avenue, 71 | | | | | | | | | | 10174<br>(Zip Code) | | | | | | | | | | | | (212) 897-1685 | | | | Telephone No.) | | | | | | | | | | | | | | (Name - | | | | | | 10170 | | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street)<br>NY<br>(State)<br>New York<br>(City) | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>" Floor, Suite 707<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(Area Code -<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Lerner & Sipkin CPA' s, LLP<br>if individual, state last, first, middle name)<br>NY<br>(State)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supporled by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-9 1) {1}------------------------------------------------ Statement of Financial…Read the full text as markdown