Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2026-04-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 M B APPROVAL 0 MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|---------|-----------------|-----------------------------------|--|--| | | ----------<br>-----------<br>01/01/25<br>12/31/25<br>AND ENDING | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Planner<br>NAME OF FIRM: | ____________________________<br>Securities<br>LLC | | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>□ Major security-based sw ap participant<br>□ Broker-dealer<br>■<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 641<br>Lexington<br>Avenue, | Suite<br>1423 | | | | | | | (No. and Street) | | | | | | | | New<br>York | | NY | | 10174 | | | | (City) | | (State) | | {Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Leonardo<br>Figueiredo | (646)<br>381-7002 | | | lfigueiredo@plannersecurities.com | | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | YSL<br>&<br>Associates<br>LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 11<br>Broadway,<br>Suite<br>700 | New York | | NY | 10004 | | | | {Address) | (City) | | (State) | {Zip Code) | | | | 6/6/2006 | | | 2699 | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if app…Read the full text as markdown