Full text of PLANNER SECURITIES LLC's X-17A-5 filed 2025-05-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | |-------------------------------------|--|--|--| | OMB Number: 3235 0123 | | | | | Expires:<br>. 3 , 202<br>Nov O<br>6 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | | | | | | SEC FILE NUMER 8 - 47498 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MMIDDIYY MMIDDIYY AND ENDING **12/31 /24** # **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Planner Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 405 Lexington Avenue, Suite 707 | | | | |---------------------------------------------------------------------------|---------------------------------|-----------------------------------|------------|--| | | (No. and Street) | | | | | New York | NY | | 10174 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Leonardo Figueiredo | (646) 381-7002 | LFigueiredo@plannersecurities.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | YSL & Associates LLC | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | | 2699 | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5( e )( 1 )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # AFFIRMATION I, Leonardo Figueiredo , s…Read the full text as markdown