Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHA GE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |----------------------------|-----------|--|--| | 0MB Number: | 3235-0123 | | | | Expires: October 31 , 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8 - 68454 | # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | A DE DIG | 12/31/2020 | | |-----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|----------------|-----------------------------|--| | | MM/0D/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | | | | OFFICIAL USE ONLY | | | Sumridge Partners, LLC | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 111 Town Square Place | | | | | | (No. and Street) | | | | | Jersey City | NJ | | 07310 | | | (Citv) | | | (Zip Code) | | | AME ANO TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Kevin Morano | | (201) 898-2525 | | | | | | | (Area Code --Telephone No.) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | RSM US LLP | | | | | | | (Name -- 1( md1wdual, stale last, (irs1, m,ddle name) | | | | | 4 Times Square, 151 W 42nd Street, 19th Floor | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>~ Certified Public Accountant<br>D Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requiremem that /he annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to resp…Read the full text as markdown