Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2023-11-21 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SumRidge Partners, LLC # **STATEMENT OF FINANCIAL CONDITION** September 30, 2023 (Audited)  A COMPANY OF **RAYMOND JAMFS** {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | | | | | | | |--------------------------|------------------|--|--|--|--|--| | 0MB Number: | 3235-0123 | | | | | | | Expires: | October 31, 2023 | | | | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER<br>8-68454 | |----------------------------| | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of1934** | FILING FOR THE PERIOD BEGINNING | 1/1/2023<br>MM/DDNY | AND ENDING | 9/30/2023<br>MM/DDNY | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------------------------|-----------------------------|------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | SumRidge Partners, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Check here ifrespondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | | | 111 Town Square Place | | | | | | | | | (No. and Street) | | | | | | | Jersey City | New Jersey | 07310 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | | | Marshall Ollia | 727-567-1000 | | marshall.ollia@sumridge.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | | KPMGLLP | | | | | | | | | (Name - if individual, state last,first, middle name) | | | | | | | 100 North Tampa Street Suite 1700 | | Tampa | Florida | 33602 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 185 | | | | | | (Date of Registration with PCAOB, if applicable) | (PCAOB Registration Number, ifapplicable) | | | | | | | | FOR OFFICIAL USE…Read the full text as markdown