Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SumRidge Partners, LLC # **STATEMENT OF FINANCIAL CONDITION** (Audited) September 30, 2025  {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | | | | |-----------------------------|--|--|-----------|--|--|--| | OMB Number: | | | 3235-0123 | | | | | Expires: November 30, 2026 | | | | | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FACING PAGE | FILING FOR THE PERIOD BEGINNING | 10/1/2024 | AND ENDING | | 9/30/2025 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------|--------------------------------------------|---------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | SumRidge Partners, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>& Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | 111 Town Square Place | | | | | | | (No. and Street) | | | | | Jersey City | New Jersey | | 07310 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT IN REGARD TO THIS FILING<br>Allyssa DeLeon | 727-567-1000 | | allyssa.deleon@raymondjames.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 North Tampa Street Suite 1700<br>(Address) | | Tampa<br>(City) | R orida<br>(State) | 33602<br>(Zip Code) | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB, if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstan…Read the full text as markdown