Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2024-11-26 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SumRidge Partners, LLC # **STATEMENT OF FINANCIAL CONDITION** (Audited) September 30, 2024  {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |-------------|----------------------------|-----------| | OMB Number: | | 3235-0123 | | | Expires: November 30, 2026 | | | | Estimated average burden | | | | hours per response 12.00 | | 8-68454 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART III #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 10/1/2023<br>MM/DD/YY | AND ENDING | | 9/30/2024<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------------------|------------------------|--------------------------------------------------------|-----------------------------------------------------------------------------|-----------------------------|-----------------------|--| | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | SumRidge Partners, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | | | [ Security-based swap dealer __ _ _ _ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | | | 111 Town Square Place | | | | | | | | | | (No. and Street) | | | | | | Jersey City | | New Jersey | | 07310 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | | | Marshall Ollia | 727-567-1000 | | | marshall.ollia@sumridge.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 100 North Tampa Street Suite 1700 | | | Tampa | Florida | 33602 | | | | (Address) | | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 185 | | | | | (Date of Registration with PCAOB, if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | If logins for evention from the requi…Read the full text as markdown