Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *SumRidge Partners, LLC* # **STATEMENT OF FINANCIAL CONDITION** (Audited) December 31, 2022  {1}------------------------------------------------ #### **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** OMB Number: 3235-0123 **Washington, D.C. 20549** Expires: October 31, 2023 ## **ANNUAL REPORTS** hours per response.. . . . 12.00 **FORM X-17A-5** | Estimated average burden | | | | | | | |--------------------------|--|--|--|--|--|--| | | | | | | | | | | 8-68454 | |----------|-----------------| | PART III | SEC FILE NUMBER | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 1/1/2022 | AND ENDING | | 12/31/2022 | | | |--------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------------------|-----------------------------|------------|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | SumRidge Partners, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒ Broker-dealer<br>☐ Security-based<br>☐ Check<br>here<br>if<br>respondent<br>is | swap<br>dealer<br>☐ Major<br>also<br>an<br>OTC<br>derivatives<br>dealer | security-based<br>swap<br>participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | | | 111 Town Square Place | | | | | | | | | (No. and Street) | | | | | | | Jersey City | New Jersey | | 07310 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | | | Marshall Ollia | 727-567-1000 | | marshall.ollia@sumridge.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 100 North Tampa Street Suite 1700 | | Tampa | Florida | 33602 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | 10/20/2003 | | 185 | | | | | | (Date of Registration with PCAOB, if applicable) | | (PCAOB Registration Number, if applicable) | | | | | \*Claims for exemption from the requireme…Read the full text as markdown