Full text of SUMRIDGE PARTNERS, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2021 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Rule of 1934. {1}------------------------------------------------ | | | | UNIB APPRUVAL | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|----------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | OMB Number: | 3235-0123 | | | Washington, D.C. 20549 | Expires: | October 31, 2023<br>Estimated average burden | | | | hours per response | 12.00 | | | ANNUAL AUDITED REPORT | | | | | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | PART III | | 8-68454 | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING__01/01/2021 AND ENDING_____________12/31/2021 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Sumridge Partners, LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | □Major security-based swap participant | | | □Security-based swap dealer<br>& Broker-dealer | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | 111 Town Square Place | (No. and Street) | | | | | NJ | | 07310 | | Jersey City | (State) | | (Zip Code) | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | kevin.morano@sumridge.com | | Kevin Morano | 201-898-2510 | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | RSM US LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 4 Times Square, 151 W 42nd Street, 19th Fl New York | | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | | 49 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | {2}------------------------------------------------  | Signature: | | |------------|--------| | Jun | Illaum | - - - - - - - - - - - - - - - - -…Read the full text as markdown