Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2019-02-26 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17** A-5 **PART Ill** | SEC FILE NUMBER | |-----------------| | B-51183 | FACING PAGE Information Required ofBrokers and Dealers Pursuant to Section 17 of t he Secll!rities Exchan ge Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PElUOD BEGINNING 01 | /01/18 | AND ENDING 12/31/18 | | | |-------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------|------------------------------------|--| | MMmDIYY | | ---------------------<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAMEOFBROKER-DEALER: KIPPS DESANTO & COMPANY<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 8000 TOWERS CRESCENT DRIVE, SUITE 1200 | | | | | | | (No. and Street) | | | | | TYSONS CORNER | VA | | 22182 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TillS REPORT | | | | | | ROBERT KIPPS | | | 703442-1400 | | | | | | (ArCll Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | RUBIO CPA, PC | | | | | | | (Name - if individual, slate last, first, middle name) | | | | | 900 CIRCLE 75 PARKWAY, SUITE 1100 ATLANTA | | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | IV' I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requil·emenl that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently vallcil OMB control number. SEC 141 0 (06-02) {1}-----------------------…Read the full text as markdown