Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | nours ner response.<br>17 | # ANNUAL REPORTS FORM X-17A-5 PART III | nours per response: | 12 | | |---------------------|----|--| | SEC FILE NUMBER | | | | 8-51183 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING<br>01/01/2021<br>AND ENDING | | | 12/31/2021 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------------------------|--|-----------------|--------------------------------------------| | | | MM/DD/YY | | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: KippsDeSanto & Company | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Security-based swap dealer _ _ Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 8000 Towers Crescent Drive, Suite 1200 | | | | | | | | | (No. and Street) | | | | | Tysons Corner<br>(City) | | VA<br>(State) | | | 22182<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Gabrielle Halprin | | (504) 533-7377 | | | gabrielle.halprin@capitalone.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Keiter | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4401 Dominion Blvd. | | Glen Allen | | VA | 23060 | | (Address) | | (City) | | (State) | (Zip Code) | | 10/22/2003 | | | | 80 | | | (Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the bas…Read the full text as markdown