Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2024-02-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number 3235-0123 Expires Nov 30, 2026 Estimated average burden hours per response 12 | ANNUAL REPORTS | |----------------| | FORM X-17 A-5 | | PART Ill | | SEC FILE NUMBER | | |-----------------|--| | 8-51183 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **\_\_\_ 0\_1\_/0\_1\_/\_2\_3\_AND** ENDING **\_\_ 1\_2\_/\_3\_1\_/2\_3 \_\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_K\_ip\_p\_s\_D\_e~S\_a\_n\_t\_o\_&\_C\_o\_m\_p~a~n\_y \_\_ ~---~---- TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here 1f respondent 1s also an OTC denvat1ves dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1675 Capital One Dr., Suite 1200 (No and Street) McLean VA 22102 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Gabrielle Halprin ( 504) 533-73 77 gabnelle halprin@cap1talone.com (Name) (Area Code -Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Keiter | (Name - tf md1v1dua!, state last, f1rst, and rrnddle name) | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--| | 4401 Dominion Blvd | Glen Allen | VA | 23060 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/22/2003 | | 80 | | | | (Date of Reg1strat1on with PCAOB){if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requtrement that the annual reports be covered by the reports of an independent pubhc<br>accountant must be supported by a statement of facts and circumstances rehed on as the basis of the exemption See 17 | | | | | CFR 240.17a-S(e){1)(11), 1f applicable Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}--…Read the full text as markdown