Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2025-02-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-51183 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_1_/0_1/_2_4 | ___<br>AND ENDING | __<br>1_2_/3_1_/_24 | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-------------------|---------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _K~ip~p_s_D_e_S_a_n_t_o_&_C_o_m~p~a_n_y~------------ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here 1f respondent Is also an OTC denvat1ves dealer | □ Security-based swap dealer | | D MaJor security-based swap part1c1pant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1675 Capital One Dr., Suite 1200 | | | | | | (No and Street) | | | | McLean | VA | | 22102 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gabrielle Halprin<br>(504) 533-7377<br>gabnelle.halpnn@capitalone.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Keiter | | | | | | (Name - 1f 1nd1v1dual1 state last, first, and middle name) | | | | 4401 Dominion Blvd. | Glen Allen | VA | 23060 | | | (City) | (State) | (Zip Code) | | (Address)<br>10/22/2003 | | 80 | (PCAOB Reg,strat,oa Norn be,, ,f apphcable) | CFR 240 17a-S(e)(1)(11), 1f applicable **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Gabrielle Halprin , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of KippsDeSanto & Company , as of December 31 , 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, h…Read the full text as markdown